The physical layer deals with transmitting raw bits over a physical medium. Bandwidth determines how many signal changes per second a channel can carry, while noise limits how many distinct signal levels can be reliably distinguished. The Nyquist theorem bounds the maximum bit rate for noiseless channels, and Shannon’s theorem extends this to noisy channels by incorporating signal-to-noise ratio. These fundamental limits apply regardless of the encoding scheme or technology used.
Analog vs. Digital. Analog signals vary continuously; digital signals are discrete.
Bandwidth: Range of frequencies a channel can carry, measured in Hz.
Bit rate: Number of bits transmitted per second (bps).
Nyquist theorem: For a noiseless channel of bandwidth H Hz with V discrete signal levels:
C=2Hlog2Vbps
Theorem 2.1 (Nyquist—Shannon Sampling Theorem). A bandlimited signal of bandwidth H Hz can Be perfectly reconstructed from samples taken at a rate of at least 2H samples per second.
Proof. Let x(t) be a signal with Fourier transform X(f) such that X(f)=0 for ∣f∣>H. Sampling at rate fs produces xs(t)=x(t)⋅∑n=−∞∞δ(t−nTs) Where Ts=1/fs. In the frequency domain, Xs(f)=fs∑k=−∞∞X(f−kfs). When fs≥2HThe spectral copies do not overlap, and x(t) can be recovered by an ideal Lowpass filter with cutoff H. When fs<2HAliasing occurs and perfect recovery is Impossible. ■
Shannon capacity: For a noisy channel with signal-to-noise ratio SNR:
C=Hlog2(1+SNR)bps
Theorem 2.2 (Shannon—Hartley Theorem). The channel capacity C is the maximum error-free data Rate achievable on a channel of bandwidth H with signal-to-noise ratio SNR.
Proof. For a bandlimited AWGN channel, the number of distinguishable signal levels is constrained By the noise power. Let SNR=S/N where S is signal power and N=N0H is noise Power. The number of distinguishable amplitude levels is proportional to 1+SNR. With log2 levels per signal element and 2H signal elements per second (Nyquist), the maximum Error-free rate is C=2H⋅21log2(1+SNR)=Hlog2(1+SNR). ■
Example. A telephone line has H=3100 Hz and SNR=3162 (35 dB). Shannon limit: C=3100×log2(3163)≈34860 bps.
Worked Example: Nyquist Bit Rate
A noiseless channel has a bandwidth of 4000 Hz. How many signal levels are needed to achieve a data Rate of 56000 bps?
Using Nyquist”s formula: C=2Hlog2V56000=2×4000×log2Vlog2V=800056000=7V=27=128
Answer: 128 signal levels are required.
Worked Example: Shannon Channel Capacity
A satellite channel has a bandwidth of 36 MHz and an SNR of 30 dB. Find the maximum data rate.
First convert SNR from dB to linear: \mathrm{SNR_}{\mathrm{linear} = 10^{30/10} = 1000}
Answer: The maximum achievable data rate is approximately 358.8 Mbps. Any attempt to exceed This rate will result in an unacceptable error rate regardless of the modulation scheme used.
Worked Example: Comparing Nyquist and Shannon Limits
A channel has H=6000 Hz and SNR=1023 (30 dB).
Shannon limit:C=6000×log2(1024)=6000×10=60000bps
Nyquist limit with V=8:C=2×6000×log2(8)=12000×3=36000bps
The Nyquist limit (36 kbps) is below the Shannon limit (60 kbps), so 8 signal levels are Achievable. With V=64: C=12000×6=72000bps
This exceeds Shannon’s limit of 60 kbps, meaning 64 levels would produce errors. The maximum Number of levels consistent with Shannon: CShannon=2Hlog2V⟹60000=12000×log2V⟹V=32
Answer: At most 32 signal levels can be used reliably on this channel.
Confusing bandwidth with bit rate: Bandwidth is the range of frequencies a channel can carry. Bit rate is the number of bits transmitted per second. They’re related but different concepts.
Forgetting that noise limits channel capacity: Shannon’s theorem shows that even with perfect encoding, noise limits the maximum reliable bit rate. Don’t assume infinite capacity is possible.
Mixing up guided with unguided media: Guided media use physical cables (twisted pair, fibre). Unguided media use wireless (radio, microwave). Don’t confuse the two categories.